Nationwide Securities Arbitration Lawyers Advocating for Investors Rights

High-Caliber, Cost-Effective Representation in FINRA Arbitrations - AAA Arbitrations - FINRA & SEC Investigations and Proceedings.

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New York Based Securities Arbitration & Litigation Lawyers

Effective Legal Counsel & Reliable
Client Services Nationwide

At Weltz Law, we know that investing in securities carries a degree of risk, however, we believe the possibility of losing hard-earned wealth due to a broker’s or financial advisor’s fraudulent or negligent behavior is a danger that investors should not need to think about.

Unfortunately, we frequently encounter investors who have suffered financial harm due to the fraud or misconduct of brokers or financial advisors they relied on to handle their investments. These individuals are rightly angry and often feel uncertain as to whether there is any recourse for their losses, which is why our lawyers at Weltz Law are here to assist clients nationwide who have been harmed by securities fraud.

Our talented arbitration lawyers can analyze your situation and assist you in determining whether you should bring a claim against the party that caused your harm. Weltz Law proudly represents parties in securities litigation and arbitration nationwide. We also handle commercial litigation matters on behalf of clients. We can aggressively advocate on your behalf to help you seek a remedy for your financial losses.

FINRA Representation

In many cases involving an investor who loses money as a result of the fraud or negligence of a broker or financial advisor, the investor can avoid protracted litigation by resolving the matter through Financial Industry Regulatory Authority (FINRA) arbitration.

FINRA is the entity that sets forth rules and regulations regarding securities and brokerages throughout the country. Additionally, FINRA offers arbitration and other services to resolve disputes. Arbitrators are neutral third parties who aid in resolving a conflict.

In FINRA arbitration, an investor who has a complaint against a broker or financial advisor will present their case to an arbitrator or a panel of arbitrators, who will hear testimony and review documentary evidence before issuing a final and binding decision on the matter.

The FINRA arbitration attorneys at Weltz Law are here to represent you in these complex proceedings. Whether it’s a breach of fiduciary duty or unauthorized trading, our firm will make sure you are prepared for every aspect of your case. Although 67% of FIRA claims were settled directly between the parties or via mediation, we believe that higher recoveries are obtainable when your lawyer demonstrates an ability and willingness to go to the mat. Let our legal team help you secure the best possible recovery.

What Sets Us Apart?

Committed to Representing
Investors Rights
  • 30+ Years of Collective Experience

    Our attorneys have over 30 years of collective experience representing clients in all aspects of securities and commercial litigation.

  • Contingency Fees for Our Securities Law Clients

    We will not receive a penny in attorney's fees unless a positive recovery is obtained in your case. Contact us to see if you're eligible.

  • Free Consultations

    We will assess the merits of your claims and help you decide on the next step.

  • Litigated Claims in Excess of $50 Million for Our Clients

    Our firm is prepared to fight for you to seek maximum compensation.

Why Clients

Choose Weltz Law

Our esteemed attorneys at Weltz Law represent clients in all aspects of securities and commercial litigation, including, but not limited to, investors who are victims of broker malfeasance. We also represent clients of all backgrounds in a full range of real estate, estate planning, and estate administration matters. In addition to these services, we also handle corporate and business law matters. Our attorneys collectively have over 30 years of experience representing clients in these discrete practice areas, and we are prepared to get to work finding a solution for your situation.

If you would like to schedule a free case consultation with one of our seasoned lawyers, then please give us a call today at (877) 905-7671 to speak to a member of our legal team.

Featured Video


Word From Former Clients
    Calmly walked me through the process.

    “Due to his hard work, the hearing lasted less than 30 minutes with the judge dismissing the complaint.”

    - L.K.
    Successfully represented me in a number of matters

    “Attentive to every aspect of my matters, always available to speak with me, gave me great advice and fought hard for me every step of the way.”

    - I.S.
    Truly terrific in every way.

    “He cared, he was responsive, and he guided me through a difficult time with compassion and expertise.”

    - F.S.
    I could not recommend him highly enough!

    “He was there to talk me through any questions and concerns I had until we decided on the best option for me.”

    - Securities Industry
    Smart, cost-efficient, and gets results.

    “My go-to lawyer for arbitration and regulatory matters for years.”

    - B.D.

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