B B Graham Company Inc Dedicated to Delivering Results
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B.B. Graham Securities Disputes

The securities attorneys and investment attorneys at Weltz Law represent customers in their disputes with brokerage firms, such as B.B. Graham & Company Inc (B.B. Graham). Many investors do not realize when their financial advisor engages in securities or investment broker misconduct, but there are steps that can be taken to recover losses. Our securities attorneys and investment attorneys can analyze your accounts and investments in order to determine if there was any wrongdoing in the handling of your accounts, which resulted in stock market losses. There are many different types of securities related misconduct including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. Our analysis can reveal whether an investor has been a victim of misconduct including unsuitable investments, unauthorized trading, excessive trading, financial elder abuse or fraud. B.B. Graham & Company Inc is a broker-dealer that offers a variety of financial services to its clients. The firm is affiliated with, or under common control with Graham & Co. Advisory, Inc, which are both directly owned by Bruce Graham.

B.B. Graham - By the Numbers

  • CRD #: 41533
  • SEC #: 49477
  • Regulatory Events: 3
  • Customer Complaints: 4
  • Employees: 80+

B.B. Graham - In the News

FINRA v. B.B. Graham & Company (Case #: 2011027646701) - B.B. Graham was fined $190,000 by FINRA due to the findings that showed that the firm allegedly sold corporate bonds to its customers for a price that was unfair. The firm's written supervisory procedural system lacked the necessary supervision necessary to properly supervise in order to ensure fair pricing, in regards to selling corporate bonds to customers. The supervisory system in place lacked the minimum requirements mandatory for adequate written supervisory procedures. NASD v. B.B. Graham & Company (Case #: 03-08724) - B.B. Graham was fined $10,000 for its alleged breach of their fiduciary duty, misrepresentation of an account, and account related margin calls. NASD v. B.B. Graham & Company (Case #: 06-03917) - B.B. Graham was fined for a total of $243, 377.44 for allegedly engaging in churning, misrepresentation, suitability, and breach of contract, regarding an account.

Retain an Experienced Securities Lawyer and Investment Lawyer

If you sustained losses because of Accelerated Capital and by your broker, it is crucial to engage an experienced securities attorneys and investment attorneys to represent you in your pursuit of the damages cause by Accelerated Capital. Weltz Law is a New York based law firm that regularly represents individuals and businesses in FINRA and AAA arbitration proceedings and litigation in state and federal courts in New York and throughout the country.

You can contact us through the online form or at (877) 905-7671 to set up a consultation regarding your case and to find out how the FINRA process works.

What Sets us apart? 

Experienced & Effective
  • 30+ Years of Collective Experience

    Our attorneys have over 30 years of collective experience representing clients in all aspects of securities and commercial litigation.

  • Contingency Fees for Our Securities Law Clients

    We will not receive a penny in attorney's fees unless a positive recovery is obtained in your case. Contact us to see if you're eligible.

  • Free Consultations

    We will assess the merits of your claims and help you decide on the next step.

  • Litigated Claims in Excess of $50 Million for Our Clients

    Our firm is prepared to fight for you to seek maximum compensation.


Word From Former Clients
    Calmly walked me through the process.

    “Due to his hard work, the hearing lasted less than 30 minutes with the judge dismissing the complaint.”

    - L.K.
    Successfully represented me in a number of matters

    “Attentive to every aspect of my matters, always available to speak with me, gave me great advice and fought hard for me every step of the way.”

    - I.S.
    Truly terrific in every way.

    “He cared, he was responsive, and he guided me through a difficult time with compassion and expertise.”

    - F.S.
    I could not recommend him highly enough!

    “He was there to talk me through any questions and concerns I had until we decided on the best option for me.”

    - Securities Industry
    Smart, cost-efficient, and gets results.

    “My go-to lawyer for arbitration and regulatory matters for years.”

    - B.D.

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